低碳供应链管理研究

摘要/Abstract

摘要： 【摘要】人类对资源的使用量急剧扩张，已经造成了对环境的破坏。以低能耗、低污染和可持续发展为理念的低碳经济正成为全球关注的热点，同时也对供应链管理提出了新的挑战。在对当前供应链管理研究现状综述的基础上，指出低碳时代供应链管理值得重点关注的几个重要方向：“碳排放”成本在供应链上的分布与科学度量；低碳供应链的生产与运输模式选择与优化；不同回收和再制造模式下，低碳供应链的运作优化；考虑顾客选择行为的低碳供应链的运作优化，引入碳交易市场的供应链运作优化；低碳供应链的能源供给与生产运作的协调与优化；以及低碳的供应链上不同利益主体间运作的协调与优化。

陈剑.低碳供应链管理研究[J].系统管理学报,2012,21(6):721-728.

关键词: 供应链管理, 低碳, 建模, 优化, 协调

Abstract: Abstract：Over-exploitation of resources has damaged our living environment. Today, global warming, considered by many to be a result of large scale greenhouse gas emissions, is a top environmental concern. Emissions regulations from government and higher expectations from customers create challenges for supply chain participants. Based on a brief overview of the current research in the field of supply chain management, this article provides an in-depth investigation into the law-carbon supply chain management, and proposes several important topics for future research: quantifying and optimizing sustainability metrics of every process and activity in the supply chain; optimizing production and logistic modes in the supply chain; optimizing the operational strategies in the supply chain by introducing low carbon requirements; and optimizing and coordinating government policy and the operations of energy suppliers.

Key words: supply chain management, low carbon, modeling, optimization, coordination

陈剑1，2. 低碳供应链管理研究[J]. 系统管理学报, 2012, 21(6): 721-728.

CHEN Jian1,2. Study on Supply Chain Management in a Low-Carbon Era[J]. Journal of Systems & Management, 2012, 21(6): 721-728.

参考文献

[1]      Agatz N, Campbell A M, Fleischmann M, et al. Challenges and opportunities in attended home delivery[M]. In The Vehicle Routing Problem: Latest Advances and New Challenges, eds. B. Golden, R. R. & W. E., 2008:379-396.
[2]      Agrawal V, Ferguson M, Toktay B, et al. Is leasing greener than selling?[J]. Management Science, 2011, Forthcoming.
[3]      Azoury K S, Miyaoka J. Optimal policies and approximations for a bayesian linear regression inventory model[J]. Management Science, 2009,55(5): 813-826.
[4]      Ballot E, Fontane F. Reducing transportation CO2 emissions through pooling of supply networks: perspectives from a case study in French retail chains [J]. Production Planning & Control, 2010,21(6): 640-650.
[5]      Bolton G E, Katok E. Learning-by-doing in the newsvendor problem: A laboratory investigation of the role of experience and feedback[J]. Manufacturing and Service Operations Management, 2008,10(3): 519-538.
[6]      Bonney M, Jaber M Y. Environmentally responsible inventory models: Non-classical models for a non-classical era[J]. International Journal of Production Economics, 2011, 133(1): 43-53.
[7]      Cachon G P. Supply chain coordination with contracts[M]. In Handbooks in Operations Research and Management Science: Supply Chain Management, ed. S. Graves, a. T. Kokathe. North-Holland. 2003.
[8]      Cachon G P. Supply chain design and the cost of greenhouse gas emissions[R]. Working Paper, The Wharton School, UPenn. 2011.
[9]      Cachon G P, Zhang F. Procuring fast delivery: Sole sourcing with information asymmetry[J]. Management Science, 2006,52(6): 881-896.
[10] Cai X Q, Chen J, Xiao Y B, et al. Optimization and coordination of fresh product supply chains with freshness-keeping effort[J]. Production and Operations Management, 2010, 19(3): 261-278.
[11] Caldentey R, Haugh M B. Supply contracts with financial hedging[J]. Operations Research, 2009, 57(1): 47-65.
[12] Caro F, Corbett C, Tan T, et al. Carbon-optimal and carbon-neutral supply chains[R]. Working paper, Anderson School of Management, UCLA, 2011.
[13] Chaabane A, Ramudhin A, Paquet M. Design of sustainable supply chains under the emission trading scheme[J]. International Journal of Production Economics, 2012,135(1): 37-49.
[14] Chao X, Chen J, Wang S. Dynamic Inventory Management with Cash Flow Constraints[J]. Naval Research Logistics, 2008,55(8): 758-768.
[15] Chen, C. (2001) Design for the environment: A quality-based model for green product development[J]. Management Science, 47(2): 250-263.
[16] Chen F. Salesforce incentives, market information, and production/inventory planning[J]. Management Science, 2005,51(1): 60-75.
[17] Chen F Y, Chen J, Xiao Y B. Optimal control of selling channels for an online retailer with cost-per-click payments and seasonal[J]. Products Production and Operations Management, 2007a ,16(3): 292-305.
[18] Chen F Y, Yano C A. Improving supply chain performance and managing risk under weather-related demand uncertainty[J]. Management Science, 2010,56(8): 1380–1397.
[19] Chen H, Wu O, Yao D D. On the benefit of inventory-based dynamic pricing strategies[J]. Production and Operations Management, 2010,19, 249-260.
[20] Chen H Y, Chen J, Chen Y H. A coordination mechanism for a supply chain with demand information updating[J]. International Journal of Production Economics, 2006,103: 347-361.
[21] Chen J, Chen Y F, Parlar M, et al. Optimal inventory and admission policies for drop-shipping retailers serving in-store and online customers[J]. IIE Transactions, 2011,43(5): 332-347.
[22] Chen J, Xu H Y, Liu L M. Can a heterogeneous sales force work as well as a homogeneous sales force?[R]. Working Paper, Tsinghua University, Beijing 100084, China, 2012.
[23] Chen X M, Simchi-Levi D, Sun P. Risk aversion in inventory management[J]. Operations Research, 2007b, 55: 828-842.
[24] Chopra S, Sodhi M M S. Managing risk to avoid supply chain break down[J]. Sloan Management Review, 2004,46 (1): 53–61.
[25] Dekker R, Bloemhof-Ruwaard J, Mallidis I. Operations research for green logistics–An overview of aspects, issues, contributions and challenges[J]. European Journal of Operational Research, Forthcoming. 2011.
[26] Ding D, Chen J. Coordinating a three level supply chain with flexible return policies[J]. Omega, The International Journal of Management Science, 2008 , 36: 865-876.
[27] The economist carbon footprint: Following the footprints[J]. The Economist, Technology Quarterly, Jun 4th, 2011: 13-15.
[28] Espinoza-Orias N, Stichnothe H, Azapagic A. The carbon footprint of bread[J]. The International Journal of Life Cycle Assessment, 2011: 1-15.
[29] Federgruen A, Yang N. Selecting a portfolio of suppliers under demand and supply risks[J]. Operations Research, 2008,56(4): 916-936.
[30] Gan X, Sethi S, Yan H. Coordination of supply chains with risk-averse agents[J]. Production and Operations Management, 2004,13: 135-149.
[31] Geyer R, Van Wassenhove L N, Atasu A. The economics of remanufacturing under limited component durability and finite product life cycles[J]. Management Science, 2007,53(1): 88.
[32] Guide V D R, Van Wassenhove L N. The evolution of closed-loop supply chain research[J]. Operations Research, 2009,57(1): 10-18.
[33] Hoen K, Tan T, Fransoo J, et al. Effect of carbon emission regulations on transport mode selection under stochastic demand[R]. Working Paper, School of Industrial Engineering, Eindhoven University of Technology, 2011.
[34] Hsu C W, Kuo T C, Chen S H, et al. Using DEMATEL to develop a carbon management model of supplier selection in green supply chain management[J]. Journal of Cleaner Production, Forthcoming, 2011.
[35] Huang Y A, Lenzen M, Weber C L, et al. The role of input–output analysis for the screening of corporate carbon footprints[J]. Economic Systems Research, 2009a, 21(3): 217-242.
[36] Jacobs B W, Subramanian R. Sharing responsibility for product recovery across the supply chain[J]. Production and Operations Management, 2012,21(1): 85-100.
[37] Lash J, Wellington F. Competitive advantage on a warming planet[J]. Harvard Business Review, 2007 85(3): 94.
[38] Lee K H. Integrating carbon footprint into supply chain management: The case of Hyundai Motor Company (HMC) in the automobile industry[J]. Journal of Cleaner Production, 2011,19(11): 1216 - 1223.
[39] Li Y J, Chen J, Cai X Q. Heuristic genetic algorithm for capacitated production planning problems with batch processing and remanufacturing[J]. International Journal of Production Economics, 2007,105(2): 301-317.
[40] Matos S, Hall J. Integrating sustainable development in the supply chain: the case of life cycle assessment in oil and gas and agricultural biotechnology[J]. Journal of Operations Management, 2007,25(6): 1083-1102.
[41] Matthews H S, Hendrickson C T, Weber C L. The importance of carbon footprint estimation boundaries[J]. Environmental science & technology, 2008,42(16): 5839-5842.
[42] McKinsey. Pathways to a low-carbon economy: Version 2 of the global greenhouse gas abatement cost curve[EB/OL]. McKinsey & Company Report. Available at https://solutions.mckinsey.com/ClimateDesk/default.aspx. 2009
[43] Pan S, Ballot E, Fontane F. The reduction of greenhouse gas emissions from freight transport by pooling supply chains[J]. International Journal of Production Economics, Forthcoming, 2010
[44] IPCC (2007) climate change 2007: Impacts, Adaptation and Vulnerability. Intergovernmental Panel on Climate Change[EB/OL]. Available at http://www.ipcc.ch/publications_and_data/publications_ipcc_fourth_assessment_report_wg2_report_impacts_adaptation_and_vulnerability.htm, accessed on February 18th, 2012.
[45] Rebitzer G., Ekvall T, Frischknecht R, et al. Life cycle assessment, part 1: Framework, goal and scope definition, inventory analysis, and applications[J]. Environment international, 2004,30(5): 701-720.
[46] Sathaye N, Horvath A, Madanat S. Unintended impacts of increased truck loads on pavement supply-chain emissions[J]. Transportation Research Part A: Policy and Practice, 2010,44(1): 1-15.
[47] Schweitzer M E, Cachon G P. Decision bias in the newsvendor problem with a known demand distribution: experimental evidence[J]. Management Science, 2000,46(3): 404-420.
[48] Simchi-Levi D, Kaminsky P, Simchi-Levi E. Designing and Managing the Supply Chain[M]. 3rd edition, New York: McGraw Hill/ Irwin, USA, 2007.
[49] Su X. Bounded rationality in newsvendor models[J]. Manufacturing and Service Operations Management, 2008,10(4): 566-589.
[50] Subramanian R, Gupta S, Talbot B. Product design and supply chain coordination under extended producer responsibility[J]. Production and Operations Management, 2009,18(3): 259-277.
[51] Tesco Tesco Carbon Labels Toilet Paper[EB/OL]. Available at http://www.tescoplc.com/plc/corporate_responsibility_09/news/press_releases/pr2009/2009-05-01/.
[52] TheWorldBank. Global Carbon Market Grows to $144 billion Despite Financial and Economic Turmoil[EB/OL]. Available at http://siteresources.worldbank.org/INTCARBONFINANCE/Resources/State_and_Trends_2010_final.pdf, 2010.
[53] Tomlin B. On the value of mitigation and contingency strategies for managing supply chain disruption risks[J]. Management Science, 2006,52: 639-657.
[54] Wal-Mart. Wal-Mart Announces Sustainable Product Index[EB/OL]. Available at http://walmartstores.com/FactsNews/NewsRoom/9277.aspx. 2009
[55] Wen Y, Ding Q, Chen J. Financial hedging decisions on procurement risk with value-at-risk consideration[R]. Working Paper, Tsinghua University, 2011.
[56] Wiedmann T. Carbon footprint and input–output analysis–an introduction[J]. Economic Systems Research, 2009,21(3): 175-186.
[57] WRI, WBCSD. Greenhouse gas protocol corporate value chain (scope 3) accounting and reporting standard[EB/OL]. Available at http://www.wri.org/publication/greenhouse-gas-protocol-corporate-value-chain-accounting-and-reporting-standard. 2011a
[58] WRI, WBCSD (2011b) Greenhouse Gas Protocol Product Life Cycle Accounting and Reporting Standard[EB/OL]. Available at http://www.wri.org/publication/greenhouse-gas-protocol-product-life-cycle-accounting-and-reporting-standard.
[59] Wu P, Chao X L, Chen J. Optimal control of a hybrid manufacturing/remanufacturing system with uncertain supply of cores[R]. Working Paper, Tsinghua University, 2011.
[60] Xue Z, Ettl M, Yao D D. Managing freshness inventory---optimal policy, bounds and heuristics[R]. Working paper, IBM Research. 2011.
[61] Xue Z, Ettl M, Yao D D. A differentiated pricing strategy for freshness inventory[R]. Working paper, IBM Research. 2012.
[62] Ye H, Yao D D. Utility-maximizing resource control: Diffusion limit and asymptotic optimality for a two-bottleneck model[J]. Operations Research, 2010,58, 613-623.
[63] Ye H, Yao D D. A stochastic network under proportional fair resource control - diffusion limit with multiple bottlenecks[J]. Operations Research, Forthcoming, 2012.
[64] Zhang J L, Chen J, Lee C Y. Joint optimization on pricing, promotion and inventory control with stochastic demand[J]. International Journal of Production Economics, 2008,116(2): 190-198.
[65] Zhou S, Z Tao, Chao X L. Optimal control of a remanufacturing system with multiple types of returns[J]. Manufacturing & Service Operations Management, 2011,13, 20-34,
[66] 李俊峰,等. 风光无限：中国风电发展报告2011[M],北京：中国环境科学出版社, 2011.
[67] Cui Y, Chen L G, Chen J, et al. Chinese perspective on newsvendor bias: An exploratory note[J]. Journal of Operations Management, Forthcoming. 2012.
Accenture. Only One in 10 Companies Actively Manage Their Supply Chain Carbon Footprints[EB/OL]. Accenture Study Finds, from http://newsroom.accenture.com/article_display.cfm?article_id=4801. 2009